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July 17, 2012
Leading an Effective Mobile Strategy: 6 Pitfalls to Avoid

Blog

HSBC Admits Wrongdoing in Another Money Laundering Affair
July 11, 2012 @ 12:27 PM | By Melanie Rodier

Another day, and another bank fails to implement what should be standard controls and procedures.

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SEC Enforcement Efforts Fail To Impress Wall Street Execs
July 10, 2012 @ 13:38 PM | By Melanie Rodier

Despite recent high-profile insider trading arrests, a new survey of 500 financial professionals shows most do not feel the SEC is effective.

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Wall Street Banks Could Take Massive Hit From LIBOR Scandal
July 09, 2012 @ 12:41 PM | By Melanie Rodier

The unfolding scandal is likely to hit Wall Street's biggest banks. UK regulators are reacting, and the debacle could have long-lasting consequences on the U.S. financial system, experts suggest.

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iPad 4: Financial Execs Get Ready For Apple’s Latest Gadget
July 06, 2012 @ 14:42 PM | By Melanie Rodier

Apple has hardly changed its tablet since it took Wall Street by storm in 2010. But now it looks like it will be mixing things up a little.

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NYSE Goes Dark
July 06, 2012 @ 10:06 AM | By Melanie Rodier

NYSE gets its very own dark pool following approval by the SEC.

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Compliance Officers Live in Fear of Mobile Devices
July 03, 2012 @ 09:55 AM | By Melanie Rodier

More than half of financial services firms now allow iPhones, iPads, Android phones and tablets on the corporate network, but BYOD policies are causing massive headaches for compliance officers.

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Wall Street Jobs Flourish In Florida
July 02, 2012 @ 12:53 PM | By Melanie Rodier

As big investment firms face lower returns and more stringent regulation, they are increasingly looking to save dollars by relocating to metro areas outside New York City.

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How RIM Murdered BlackBerry
June 29, 2012 @ 14:15 PM | By Melanie Rodier

RIM made a number of mistakes over the years that could now spell the end for Wall Street's formerly favorite smartphone.

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Peter Madoff's Guilty Plea Points to Perils of Being a Chief Compliance Officer
June 28, 2012 @ 12:40 PM | By Ivy Schmerken

Though he claimed to have no knowledge of his brother Bernard's multi-billion dollar Ponzi scheme, Peter Madoff has agreed to forfeit $143 billion and serve 10 years in prison.